-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, aF7EWJwRivhy4ThZpvoDVf2BSnVh3JIio9jLvfg1DCsHuYoS5ag4afmqTy8LC42j OOfjbX+qWHe57oilrT3pHw== 0000728618-94-000037.txt : 19940214 0000728618-94-000037.hdr.sgml : 19940214 ACCESSION NUMBER: 0000728618-94-000037 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WARNACO GROUP INC /DE/ CENTRAL INDEX KEY: 0000801351 STANDARD INDUSTRIAL CLASSIFICATION: 2320 IRS NUMBER: 954032739 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-41889 FILM NUMBER: 94506147 BUSINESS ADDRESS: STREET 1: 90 PARK AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126611300 FORMER COMPANY: FORMER CONFORMED NAME: W ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19861117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: 6411 IRS NUMBER: 135581829 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* _____ The Warnaco Group, Inc. _______________________________________________________ (Name of Issuer) Class A Common Stock _______________________________________________________ (Title of Class of Securities) 93439010 _______________________________________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 CUSIP No. 93439010 13G Page 2 of 5 Pages __________ ___ ___ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Metropolitan Life Insurance Company (I.R.S. No. 13-5581829) 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (a) Not applicable. (b) / / (b) Not applicable. 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OR ORGANIZATION New York 5 SOLE VOTING POWER 1,547,950 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY None EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 1,659,050 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See response to Item 7 above. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not applicable. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.22% 12 TYPE OF REPORTING PERSON IC HC 3 Page 3 of 5 Pages Item 1(a) Name of Issuer: The Warnaco Group, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 90 Park Avenue, New York, NY 10016 Item 2(a) Name of Person Filing: Metropolitan Life Insurance Company ("Metropolitan") By Jane C. Weinberg, Associate General Counsel. Item 2(b) Address of Principal Business Office: One Madison Avenue, New York, New York 10010. Item 2(c) Citizenship: a New York corporation. Item 2(d) Title of Class of Securities: Class A Common Stock Item 2(e) CUSIP No. 93439010 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d- 1(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [X] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund. (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G). (h) [ ] Group, in accordance with Section 240.13d-1(b)(ii)(H). 4 Page 4 of 5 Pages Item 4. Ownership. If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1 (b)(2), if applicable, exceed five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 1,659,050 (b) Percent of Class: 8.22% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,547,950 (ii) shared power to vote or to direct vote: None. (iii) sole power to dispose or direct the disposition of: See response to item 4(a) hereof. (iv) shared power to dispose or to direct the disposition of: None. Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of more than 5 Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: State Street Research and Management Company, Inc., an investment adviser registered under Section 203 of the Investment Advisers Act, is the beneficial owner of 1,659,050 shares of the securities reported upon in item 4(a) hereof. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. 5 Page 5 of 5 Pages Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 1994 METROPOLITAN LIFE INSURANCE COMPANY By /s/ Jane C. Weinberg _________________________________ Jane C. Weinberg Associate General Counsel EX-99 2 INCUMBENCY CERTIFICATE [METROPOLITAN LIFE INSURANCE COMPANY LETTERHEAD] I, Ruth R. Gluck, Assistant Secretary of Metropolitan Life Insurance Company, a New York corporation, do hereby certify that the following is a full, true and correct copy of Section 4.1 of the By-Laws of the Metropolitan Life Insurance Company: "Any officer, or any employee designated for the purpose by the chief executive officer, shall have power to execute all instruments in writing necessary or desirable for the Company to execute in the transaction and management of its business and affairs (including, without limitation, contracts and agreements, transfers of bonds, stocks, notes and other securities, proxies, powers of attorney, deeds, leases, releases, satisfactions and instruments entitled to be recorded in any jurisdiction, but excluding, to the extent otherwise provided for in these Bylaws, authorizations for the disposition of the funds of the Company deposited in its name and policies, contracts, agreements, amendment and endorsements of, for or in connection with insurance or annuities) and to affix the corporate seal." I further certify that the following is an officer of Metropolitan Life Insurance Company and that the signature is the signature of such officer: Name Title Signature Jane C. Weinberg Associate General Counsel /s/ Jane C. Weinberg ____________________ In witness whereof I have hereunto set my hand and have caused to be affixed the corporate seal of Metropolitan Life Insurance Company this 9th day of February, 1994. /s/ Ruth R. Gluck _____________________________________________________ -----END PRIVACY-ENHANCED MESSAGE-----